Research and Work in Progress

Job market paper

Job Market Paper

Semiparametric Panel Data Models with Interactive Fixed Effects

Emma Kate Henry

Abstract

Methods for estimation and inference in semiparametric panel data models with both correlated random effects and interactive fixed effects are developed, combining a Mundlak-style projection for the time-invariant heterogeneity with a local-linear filter for the time-varying component. Augmenting the partially linear regression with cross-sectional averages yields a Robinson-style estimator that requires no iteration, principal components, or knowledge of the number of factors. Asymptotic properties are established under joint large-N, large-T asymptotics and illustrated with an application to innovation activity.

Draft available on request. Email me.

Publications

Journal of Risk and Uncertainty · 2026

Contests with Ambiguous Prizes

with Cary Deck, Aidan Hathaway, Tigran Melkonyan, and Sam Redinger

Abstract

This paper examines behavior in contests where the prize value is ambiguous. We develop a theoretical model of bidding in a Tullock contest with an ambiguous prize where contestants account for the ambiguity attitude of their rival. Ambiguity affects optimal behavior via two countervailing channels - a direct effect arising from contestants’ ambiguity about the value of the prize and an indirect effect corresponding to the effect of ambiguity on the opponent’s behavior. Using a controlled laboratory experiment, we elicit individual risk and ambiguity attitudes and compare predicted and observed behavior in contests with an ambiguous prize, a risky prize and certain prizes. A comparison between contests with ambiguous and risky prizes shows that participants invest significantly less under ambiguity. Additionally, we decompose the effect of changing from a certain prize to an ambiguous prize into two components - the first is the effect of introducing risk and the second is the effect of introducing ambiguity. Empirically, we find that both effects are significant, but work in opposite directions.

Advanced Studies in Theoretical and Applied Econometrics · 2025

Nonparametric Correlated Random-Effects Models

with Daniel J. Henderson and Alexandra Soberón

In Seven Decades of Econometrics and Beyond, vol. 57, 289–307.
Badi H. Baltagi and László Mátyás (eds.), Springer.

Abstract

This chapter develops methods for estimation and inference in nonparametric panel data models with correlated random-effects. Using the Mundlak specification to control for unobserved heterogeneity, this nonparametric estimation procedure can identify both the nonparametric function and a finite-dimensional parameter associated with (potentially) observed time-invariant regressors. We develop the necessary asymptotic theory for our proposed estimator. To assess the validity of our method in practice, we propose a consistent specification test for whether the model controls for the correlation between the unobserved individual effects and the regressors. Monte Carlo simulations support the asymptotic developments. We illustrate the practical utility of our approach via an empirical application.

Journal of Life Care Planning · 2019

Evaluation of Reasonableness of Fees for Life Care Plan Services in Vaccine Act Cases

with Tanya Rutherford Owen

Journal of Life Care Planning, 17(4), 31–37.

Under revision

Economics Letters

Nonlinear Panel Data Models with Robust Correlated Random Effects

with Daniel J. Henderson and Andros Kourtellos

Abstract

While linear panel data models with correlated random effects maintain consistency even under misspecification of the individual effect, this robustness property fails in nonlinear settings. We address this limitation by modeling the individual effect as an unknown smooth function of time-invariant covariates, allowing an unrestricted relationship between unobserved heterogeneity and the regressors. Estimation proceeds by profile least squares, yielding √N-consistent estimates of the structural parameters, which are identified from within-individual variation, while treating the nonparametric component as a nuisance function. Simulations confirm that the proposed estimator remains consistent when existing methods become biased and inconsistent. An application to the public capital productivity puzzle shows that flexible modeling of the production function and individual effects leads to positive and significant returns to public capital.

Conference presentations and invited seminars

Computational and Financial Econometrics, Berlin, Germany2026
Southern Economic Association, Houston, Texas2026
Midwest Econometrics Group, Cincinnati, Ohio2026
University of Cantabria, Santander, Spain2026
International Association for Applied Econometrics, Carçavelos, Portugal2026
European Workshop on Efficiency and Productivity Analysis, Munich, Germany2026
Conference of Southern Graduate Schools, Three Minute Thesis Competition, Baton Rouge, Louisiana2026

References

Daniel J. Henderson, Chair

Robert and Mary Cobb Endowed Professor; Professor of Economics
Department of Economics, Finance & Legal Studies, University of Alabama

Robert Hammond

Rick and Elaine Horsley Faculty Fellow; Professor of Economics
Department of Economics, Finance & Legal Studies, University of Alabama

Andros Kourtellos

Department Chair; Professor of Economics
Department of Economics and Management, University of Cyprus